Regulatory Compliance Information

Summit Financial Strategies, Inc., is a registered investment advisor with the United States Securities & Exchange Commission (SEC). In addition to registering with the SEC, Summit Financial Strategies, Inc. is registered with the State of Ohio for service of process. We are not limited to Ohio, as we will register with other states when our client count in any particular state meets registration requirements. Summit Financial Strategies, Inc. renders individualized responses to persons in a particular state only after complying with the state's regulatory requirements, or pursuant to an applicable state exemption or exclusion.

In conjunction with each financial planning engagement or investment management agreement, a copy of Form ADV, Part II, must be delivered to the Client; alternatively, a "brochure" containing the same material information may be provided. You may request a copy of our Form ADV Disclosure Statement, which contains the same material information as our Form ADV, Part II.

This website provides general information about Summit Financial Strategies, Inc. and is not intended to offer investment or financial planning advice through the Internet. This site provides a medium for you to read about our approach, to learn about our services and to be able to contact us for further information.

Summit Financial Strategies, Inc. is allowed to transact business only in states in which we are registered, as cited above, or in which we are excluded or exempted from registration. We must also be registered or exempted or excluded from registration in any state in which we follow up on individualized responses to persons in that State that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation.

The material in this website is based on information generally available in the marketplace and is believed to be reliable and authoritative. However, it is not guaranteed as to its accuracy and does not constitute sufficient information to be the basis for sound investment decisions. The information is of a general nature and should not be applied indiscriminately to particular situations wherein it may not be completely applicable.

Disclaimer

The information on this website is limited to the dissemination of general information pertaining to the services of Summit Financial Strategies, Inc., and is provided for convenience purposes only. Summit makes no warranty of any kind with regards to use of this website. Summit will not be held responsible or liable for any loss or damage resulting from its use. This website should not be construed as a solicitation, offer, or recommendation to engage in any type of transaction. Links to third party websites are for general information only. All content contained therein is the sole responsibility of their respective owners.