Confidential Questionnaire
Please complete this confidential questionnaire prior to our initial consultation. This information will assist the Advisor in understanding your current financial situation and is important in determining your financial planning needs.
ADV Part II
Summit Financial Strategies is regulated by the Federal Securities and Exchange Commission (SEC). Part II of the SEC's Advisor registration form is available here. Part I of the ADV is available at the SEC's web site: www.sec.gov where you will follow the links to "Check Out Brokers and Advisers" and "Research Investment Advisers." Our IARD/CRD number is 110112.
For New Clients
After you have spoken with one of our Advisors and have chosen to partner with Summit, the following documents will assist you in preparing for our initial Data Gathering Meeting:
Personal and Family Information
Cash Flow Worksheet
Data Gathering Checklist
FinaMetrica Risk Tolerance Questionnaire
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